| Treasury |
Description |
Cost |
| Stop Payment |
Stop payment from a Vision issued check |
$35 |
| Bounced Check |
Returned customer check deposit |
$50 |
| Copy of Check |
Copy of past Vision issued check |
$10 |
| Domestic Wire |
Wire to customer in the USA |
$30 |
| International Wire |
Wire to customer outside the USA |
$50 |
| Returned Wire |
Returned wire from customer |
$20 |
| Outgoing ACH |
ACH remit to customer |
$5 |
| Returned ACH |
Returned ACH from customer |
$10 |
| Overnight Delivery |
Overnight delivery fee for checks or stock certificates |
$35 |
| Settlement and Safekeeping Charges |
Description |
Cost |
| DTC Delivery Transfer |
DTC transfer fee for “free delivery” of security positions |
$10 per position |
| Outbound ACAT |
Automated customer account transfer of securities positions |
$75 |
| Partial ACAT |
Partial automated customer account transfer of securities positions |
$25 |
| Direct Registration (DRS) / Deposit / Withdrawal at Custodian (DWAC) Transfer |
Electronic security transfer from / to the transfer agent |
$225 plus TA Fees |
| Annual Custody – Alternative Investments |
(i.e., limited partnership units) |
$60 per item per year |
| New Issue / Alternative Investment Due Diligence Fee |
|
Please inquire |
| Voluntary Corporate Action |
|
$50 per event |
| Mandatory Corporate Action |
|
$30 per event |
| Low Value-High Share Position Fee |
DTCC pass through fee assessed each month for positions with CUSIPs that have an aggregate DTC position of 500 million shares or greater along with a share price of $0.01 or less, reflected at the close of business on the second Monday of each month. |
$5 |
| Bond Maturity / Redemption |
|
$20 per event |
| Stock Mandatory Redemption (position exited out of DTC) |
Securities that become non-DTC eligible and a physical certificate is issued |
$40 per event |
| Option Exercise |
|
$5 per exercise request |
| Worthless / Delisted or Non-Transferable Securities Written Off |
|
$2.50 per write off |
| Account Inactivity |
If account falls below a market value of $25,000 and has no trading activity for the prior six months, Vision may charge an inactive account fee of $15, provided that this charge shall not apply to an IRA |
$15 per quarter |
