The following account documents are provided for the convenience of our prospective customers and may be downloaded.
Securities Account Applications
If you wish to open a retirement account utilizing:
- STRATA Trust Company as custodian, provided by Vision, please read STRATA Trust Company IRA Disclosures.
- Equity Institutional as custodian, provided by Vision, please read the Equity Institutional IRA Custodial Agreement and Disclosure Statement or
- Millennium Trust Company as custodian, provided by Vision, please read Millennium Trust Company Traditional IRA Custodial Agreement and Disclosure Statement, which is included as part of the Account Application.
Should you wish to open an account with a custodian other than STRATA Trust Company, Equity Institutional or Millennium Trust Company, please use the Individual and Joint Account Application rather than the Individual Retirement Account Application and check the “Individual Retirement Account” box under the “Retirement Non-Vision Custodian” section on page 2.
Additional Required Supplements
Fund Your Account
Vision considers wires as cleared funds and allows you to trade immediately upon receipt of the funds. Once you are provided an account number, you may wire funds. For wiring instructions, please contact your Account Representative or Vision’s Client Services team at +1.877.836.3949 or email@example.com.
Please make checks payable to “Vision Financial Markets LLC”.
Generally, a transfer from another brokerage firm will be considered as cleared funds. All other instruments, including personal checks, may require up to three (3) days for bank clearance. Vision will not accept money orders, traveler’s checks, starter checks, bank checks, cashier’s checks, cash or third party checks except those payable directly to you from other broker/dealers or from the U.S. Government. When submitting a check, please use either the Check Deposit Form, STRATA Trust Company IRA Deposit Certification, Equity Institutional IRA Deposit Form or Millennium Trust Company IRA Deposit Form.
Transfer an Existing Account
Please complete and sign the Securities Account Transfer Form. If you are considering transferring multiple, existing accounts into your new account at Vision, please complete a separate transfer form for each of the existing accounts. You will also need to submit the most recent copy of your account statement from the previous firm.
Submitting Your Application
When your application documentation is completed, please mail them to:
Vision Financial Markets
Attn: New Accounts
120 Long Ridge Road
Stamford, CT 06902
Should you have any additional questions regarding our documentation or need any assistance when completing any of the writeable PDF forms, please do not hesitate to contact Visions Client Services team at +1.877.836.3949 or e-mail firstname.lastname@example.org.
*Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options (with 1997 through 2012 supplements), November 2012 supplement and April 2015 supplement to Characteristics and Risks of Standardized Options. Besides being accessible via our Web site, copies of the Options Disclosure Document are available from your Vision sales representative, or by calling 1-888-OPTIONS, or from The Options Clearing Corporation, One North Wacker Drive, Suite 500, Chicago, Illinois 60606.